Financial Services


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 Webinar Id:  CIFNLM006
 12:30 PM PT | 03:30 PM ET
 10/27/2017
 Duration: 60 mins

Building a Compliance Program

Whether you are creating a new compliance program as a new CCO or a new firm or if you are updating an existing program this webinar will guide you through the process.


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       $179
  Single Attendee
(Only for one Participant)
     $363
Multiple Attendee
( 2 - 5 Participants)
     $726
Corporate Attendee
( 6 - 10 Participants)
       $237
    Recorded
(6 months unlimited access)
 Webinar Id:  CIFNLM007
 12:30 PM PT | 03:30 PM ET
 11/20/2017
 Duration: 60 mins

Ethics in the Financial Services Industry

The Application and practice of Ethical behavior is not just about complying with rules and regulations but about doing the right thing. This session will discuss case studies and how to apply the best practical ethical behaviors and how to incorporate the ethical behavior into your firm's overall business culture.


View Details

       $179
  Single Attendee
(Only for one Participant)
     $363
Multiple Attendee
( 2 - 5 Participants)
     $726
Corporate Attendee
( 6 - 10 Participants)
       $237
    Recorded
(6 months unlimited access)
    
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