Navigating the Financial Regulations of Cybersecurity.

Lisa M. Marsden, IACCP, is Keynote speaker at Compliance Key, Inc. She is the president and founder of Coulter Strategic Services. Coulter Strategic Services provides financial advisors and consulting firms with compliance and project management services.
Prior to that, Ms. Marsden was the chief operating officer/chief compliance officer of Financial Trust Asset Management, Boca Raton, Florida. She has been in the financial services industry for o....


Computer Intrusions are the cyber actor's portal to invade and burglarize homes and business across the nation and the threat will only continue to grow. The Financial Industry is faced with increasingly complex threats almost daily. These threats challenge traditional models of law enforcement, IT Management and Regulations. The SEC's Cyber Sweep Exam is not only another regulatory task for Financial Advisors but also serves as an outline to help your firm defend against the Cyber Criminal. Education, awareness and communication will help defend against the criminal element and protect our clients and our firms. The ongoing impact to financial firms is of critical importance to all. We hope this session will help educate you on your role in the defense process as well as review the regulatory landscape surrounding this topic. 

Why should you attend this webinar?

To gain an advantage in the ever evolving regulatory landscape of the financial services industry. 

Areas Covered in the Session:

  • Organizational Structure of a Financial Advisor to communicate the information each areas needs in order to have a more effective cyber defense plan.
  • Communication Tools for team members
  • Tools and Tips to help combat cyber fraud
  • SEC and Federal Regulations relating to Cyber Security or Client Privacy
  • Outline of Vendor Due Diligence Reviews
  • Educational Resources
  • The defense role and Obligation of the Financial Firm as protector of client data
  • Effective Communication between team members of a Financial Firm
  • Basic everyday tools to keep the Cyber Criminal at bay
  • Learn how to use the SEC Cyber Security Sweep exam to design the in house Cyber Defense Plan
  • How to effectively perform due diligence on Outsourced Vendors
  • Ways to stay educated on Cyber Defens

Who can Benefit:

Financial Advisors, Financial Services Personnel, Auditors, Regulatory Consultants, Financial Planners, Insurance, CPA, Accountants, Securities Attorneys, Private Equity, Operations Managers, Client Service Managers, Chief Compliance Officers, Compliance Officers, Compliance Analysts. IT Personnel and IT Firms within the Financial Services Industry.

Webinar Id: CIFNLM002

Training Options:

Duration: 60 mins


 12:30 PM PST | 03:30 PM EST

 Single Attendee: [Only for one participant]

 $179 (Live)                    $304 (Live + Recorded)

 Multiple Attendee: [For a group of 2-5 participants]

 $363 (Live)                    $488 (Live + Recorded)

 Corporate Attendee: [For a group of 6-10 Participants]

 $726 (Live)                    $945 (Live + Recorded)

 Recorded: [Six month unlimited access]

 $217(Single Attendee)  $599 (Unlimited Attendee)

Refund Policy
Upcoming Webinar of Lisa M. Marsden
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When: 08/23/2017 | 12:30 PM PST | 03:30 PM EST
Price: $179

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